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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-30 |
Branch Locations
2245 Texas Drive Building A-2, Suite 290, Sugar Land, TX 77479 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Sugar Land | TX | 10/2003 | 05/2019 |
| Bank Of America, N.A. | Sugar Land | TX | 06/2011 | 05/2019 |
| Stifel, Nicolaus & Company, Incorporated(793) | Sugar Land | TX | 05/2019 | Present |
1. Rental Property; 1042 S Masonic, Belleville, TX 77418; Investment property; Property Owner; Maintain property for tenant; 11/19/2021; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-18 |
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