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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-05 |
| CA | RA | APPROVED | 2015-12-18 |
Branch Locations
3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States
2400 E Katella Ave Ste 1000, Anaheim, CA 92806 • United States
3020 Old Ranch Pkwy Ste 190 [Oz-Rbo], Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Seal Beach | CA | 12/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seal Beach | CA | 11/2016 | Present |
POWER OF ATTORNEY FOR FRIENDS; INV RELATED; LOS ANGELES, CA; POA; 05/2025; 1 HOUR PER MONTH; 0 DURING TRADING; HELP FRIENDS WITH FINANCES IN THE EVENT THEY ARE INCAPACITATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-12 |
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