Frank Florez Hsin

Current Employers

Employment History

• 10/2011 → 07/2023
  Ubs Financial Services Inc
  Santa Barbara, CA
• 07/2023 → Present
  Kingswood Capital Partners, Llc
  San Diego, CA
• 07/2023 → Present
  Kingswood Wealth Advisors
  San Diego, CA

Previous Registrations

• 2011-10-28 → 2023-08-07
  Ubs Financial Services Inc.
  San Diego, CA
  Santa Barbara, CA
  Santa Barbara, CA
• 2009-06-01 → 2011-11-07
  Morgan Stanley
  Santa Barbara, CA
  Santa Barbara, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Santa Barbara, CA
• 2006-07-12 → 2007-04-02
  Morgan Stanley Dw Inc.
  Santa Barbara, CA
• 2005-08-04 → 2006-06-19
  Wells Fargo Investments, Llc
  Oxnard, CA
  Port Hueneme, CA
  Santa Barbara, CA
  Oxnard, CA
• 2004-06-17 → 2005-07-28
  Wamu Investments, Inc.
  Oxnard, CA
• 2000-09-20 → 2003-07-21
  Ubs Financial Services Inc.
  Los Angeles, CA

Other Businesses

805 office coffee company llc / United States. Not Investment related. Address: 1618 Chino Street, Ste, a Santa Barbara, California 93101. Nature: Coffee business. Title: co-owner. start date 2017. devote 10 hrs/month. 0 trading hrs/month. duties: Invoicing, deliveries, and customer service 2) Framepoint,Is Investment Related,"8 West Victoria Street, , Santa Barbara, CA, 93101, United States",This is the DBA for our investment business with KW,Managing Partner,6/1/2024,40 hours per month,40 hours per month during trading hours,Commission Compensation,this is the entity I setup to run the financial services business with Kingswood as our RIA and BD.

Exams

• S66 Uniform Combined State Law Examination
  2000-08-08