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Brent Wick

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seal Beach, CA

Henderson, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-04-17
TX RA APPROVED 2018-02-21
CA RA APPROVED 2017-11-13
  • NV RA
    APPROVED
    Since 2023-04-17
  • TX RA
    APPROVED
    Since 2018-02-21
  • CA RA
    APPROVED
    Since 2017-11-13

Branch Locations

3010 Old Ranch Pkwy, Seal Beach, CA 90740 • United States

450 N Stephanie St, Henderson, NV 89014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Los Angeles CA 07/2015 10/2017
Jp Morgan Securities Llc Los Angeles CA 07/2015 10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Hills Estates CA 10/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-04
  • S66 Uniform Combined State Law Examination
    2006-12-04
Other Names
  • Brent A Wick

View on SEC IAPD

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CHARLES SCHWAB & CO., INC. · Seal Beach, CA
J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
UBS FINANCIAL SERVICES INC. · SEAL BEACH, CA
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