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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-08
NY RA APPROVED 2024-05-02
  • TX RA
    APPROVED_RES
    Since 2024-05-08
  • NY RA
    APPROVED
    Since 2024-05-02

Branch Locations

6225 Sheridan Drive Suite 318, Williamsville, NY 14221-4800 • United States

East Amherst, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Syracuse NY 10/2002 04/2024
Rbc Capital Markets, Llc Buffalo NY 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-05
  • S66 Uniform Combined State Law Examination
    2008-04-05

View on SEC IAPD

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