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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-08-31 |
Branch Locations
5001 Kingsley Drive, Cincinnati, OH 45263 • United States
Wilder, KY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Ft. Mitchell | KY | 12/2015 | Present |
| Fifth Third Securities | Ft. Mitchell | KY | 03/2016 | 02/2021 |
| Fifth Third Securities | Cincinnati | OH | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-29 |
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