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Private Capital Advisors, Inc. CRD 125771
$1.28B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
23 Old Kings Highway South Suite 200, Darien, CT 06820 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-09-20 |
| NY | RA | APPROVED | 2021-09-17 |
| TX | RA | APPROVED_RES | 2014-07-14 |
Branch Locations
23 Old Kings Highway South Suite 200, Darien, CT 06820 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Private Capital Advisors | New York | NY | 11/2009 | Present |
| Concept Capital Markets, Llc | New York | NY | 10/2012 | Present |
PRIVATE CAPITAL ADVISORS INVESTMENT RELATED 570 LEXINGTON AVE., 12TH FL., NY, NY 10022 INVESTMENT ADVISORS ANALYST DIRECTOR OF RESEARCH 11/2009 60-80/WEEK PORTFOLIO MANAGEMENT, ESTATE PLANNING, INVESTMENT RESEARCH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-31 |
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