Courtney L Taylor

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Rbc Capital Markets, Llc
  Palm Desert, CA

Previous Registrations

• 2011-04-06 → 2016-06-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Desert, CA
  Palm Desert, CA
  Indian Wells, CA
  Riverside, CA

Other Businesses

(1) Address - 453 Sunfield Dr Lake Havasu City, AZ 86404 Business Description - Owner & landlord of rental house in AZ. Business is not investment related Projected Start Date: 02/28/20 Capacity: Other Duties Performed: I will be responsible for making sure house is safe and habitable. Hours Devoted to this OBA Per Month: 1 Hours Devoted to this OBA during business hours: 0

Exams

• S66 Uniform Combined State Law Examination
  2011-04-04
• S63 Uniform Securities Agent State Law Examination
  2007-03-27

Other Names

• Courtney Leigh Dawson