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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-06-02 |
| TX | RA | APPROVED | 2016-06-02 |
Branch Locations
655 W. Broadway Ste 1000, San Diego, CA 92101-8485 • United States
Palm Desert, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Palm Desert | CA | 06/2016 | Present |
(1) Address - 453 Sunfield Dr Lake Havasu City, AZ 86404 Business Description - Owner & landlord of rental house in AZ. Business is not investment related Projected Start Date: 02/28/20 Capacity: Other Duties Performed: I will be responsible for making sure house is safe and habitable. Hours Devoted to this OBA Per Month: 1 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-27 |
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