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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-08-31 |
Branch Locations
4643 South Ulster Street Suite 1350, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Denver | CO | 05/2015 | 05/2019 |
| Kestra Advisory Services, Llc | Austin | TX | 05/2019 | 08/2023 |
| Kestra Investment Services, Llc | Austin | TX | 05/2019 | 08/2023 |
| Raymond James & Associates, Inc. | Denver | CO | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-02 |
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