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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-07-26
TN RA APPROVED 2011-04-29
  • TX RA
    APPROVED_RES
    Since 2011-07-26
  • TN RA
    APPROVED
    Since 2011-04-29

Branch Locations

214 East Mountcastle Drive, Johnson City, TN 37601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Johnson City TN 04/2011 Present
Previous Registrations
  • 2009-07-02 → 2011-05-02
    Truist Investment Services, Inc.
    Johnson City, TN
    Johnson City, TN
  • 2006-12-07 → 2009-07-02
    Johnson City, TN
Other Businesses

ERRNOT / 115 REED CIRCLE JOHNSON CITY,TN 37601 / OTHER/ ENGINEERING / MEDICAL DEVICE DEVELOPMENT / OFFICER / START DATE 4/6/2010 Mitchell Tuell, Working as an independent flight instructor and co-pilot, Proprietor / owner, Working as an independent flight instructor and co-pilot, start date-4/1/2024, Johnson City TNUnited States-37604.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-06
  • S66 Uniform Combined State Law Examination
    2006-12-06
Other Names
  • Mitchell G Tuell

View on SEC IAPD

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