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Current Employers
Monex Asset Management, Inc.

440 Louisiana Street Suite 1240, Houston, TX 77002 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-03-08
  • CA RA
    APPROVED
    Since 2018-03-08

Branch Locations

350 Tenth Avenue Suite 1000, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Snowden Lane Partners San Diego CA 12/2015 08/2017
Monex Securities, Inc. Houston TX 11/2017 Present
Unemployed San Diego CA 09/2017 11/2017
Monex Asset Management, Inc. San Diego CA 11/2017 Present
  • 12/2015 → 08/2017
    Snowden Lane Partners
    San Diego, CA
  • 11/2017 → Present
    Monex Securities, Inc.
    Houston, TX
  • 09/2017 → 11/2017
    Unemployed
    San Diego, CA
  • 11/2017 → Present
    San Diego, CA
Previous Registrations
Other Businesses

Rental properties (apt rent, Airbnb & rent studio)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-24
  • S66 Uniform Combined State Law Examination
    2009-09-24

View on SEC IAPD

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