Kristin Holly Mata

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 10/2017 → 12/2019
  Cetera Advisor Networks Llc
  El Segundo, CA
• 01/2020 → 11/2021
  Ignite Planners Llc
  Mission Viejo, CA
• 11/2021 → Present
  Independent Financial Group
  The Woodlands, TX

Previous Registrations

• 2020-01-07 → 2022-01-18
  Ignite Planners Llc
  San Clemente, CA
  The Woodlands, TX
• 2017-10-02 → 2019-12-31
  Cetera Wealth Services, Llc
  The Woodlands, TX
  El Segundo, CA
  The Woodlands, TX
  Santa Barbara, CA
  El Segundo, CA
• 2017-07-03 → 2017-11-01
  Girard Securities, Inc.
  Cypress, TX
  Corpus Christi, TX
  Santa Barbara, CA
  El Segundo, CA
  The Woodlands, TX

Other Businesses

(1) INTEGRITY WEALTH MANAGEMENT POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/2021 ADDRESS: 21 Waterway Avenue #300, The Woodlands TX 77380, United States DESCRIPTION: 50% owner of DBA used for marketing purposes (2) NOTARY POSITION: Agent/Representative NATURE: Notary INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2021 ADDRESS: 21 Waterway Avenue #300, The Woodlands TX 77380, United States DESCRIPTION: Notarize documents

Exams

• S66 Uniform Combined State Law Examination
  2017-06-30
• S63 Uniform Securities Agent State Law Examination
  2006-12-12

Other Names

• Kristin Holly Pedersen
• Kristin H Mata
• Kristin Holly Maia