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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-04-13 |
Branch Locations
3 Lear Jet Ln Stes 200N & 201N, Latham, NY 12110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Niagara Financial Group | Lockport | NY | 06/2004 | 09/2016 |
| Lpl Financial, Llc | Hudson | NY | 06/2010 | 09/2016 |
| Key Investment Services Llc | Albany | NY | 09/2016 | 02/2022 |
| Lpl Financial, Llc | Latham | NY | 04/2022 | Present |
1)4/2022- Empire Financial Advisors Inc - DBA for LPL Business (entity for LPL business)- inv. related- Latham, NY - Start Date 04/2022 2) 3/2022- SNAP Property Management, LLC- Real Estate Rental- co-owner- non-inv. relate- 389 Route 67, Leeds, NY 12451 -start date 10/2016- 4hrs/mth 3) 3/2022- LifeVantage Corporation- Multi-level Marketing- Dietary Supplement Product Distributor- non-inv. related -9785 S. Monroe Street, Suite 400, Sandy, UT 84070- start date 9/2018-2hrs/mth 4) 05/23/2022 - Brigitte Murphy Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/27/2022 -1000 Hours Per Month/ 8 Hours During Securities Trading 5) 07/14/2022 - Advisor Insurance Brokers - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 06/10/2022 - 10 Hours Per Month/1 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-29 |
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