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Brigitte Ann Murphy

LPl Financial LLC

Latham, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-13
  • NY RA
    APPROVED
    Since 2022-04-13

Branch Locations

3 Lear Jet Ln Stes 200N & 201N, Latham, NY 12110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
First Niagara Financial Group Lockport NY 06/2004 09/2016
Lpl Financial, Llc Hudson NY 06/2010 09/2016
Key Investment Services Llc Albany NY 09/2016 02/2022
Lpl Financial, Llc Latham NY 04/2022 Present
Previous Registrations
  • 2021-03-26 → 2022-03-09
    Cohoes, NY
    Hudson, NY
    Catskill, NY
    Brooklyn, OH
  • 2013-10-10 → 2014-12-31
    Ravena, NY
    Hudson, NY
    Catskill, NY
    Hudson, NY
    Catskill, NY
    Hudson, NY
    Catskill, NY
    Germantown, NY
    Hudson, NY
    Chatham, NY
    Valatie, NY
    Copake, NY
    Millerton, NY
    Hillsdale, NY
Other Businesses

1)4/2022- Empire Financial Advisors Inc - DBA for LPL Business (entity for LPL business)- inv. related- Latham, NY - Start Date 04/2022 2) 3/2022- SNAP Property Management, LLC- Real Estate Rental- co-owner- non-inv. relate- 389 Route 67, Leeds, NY 12451 -start date 10/2016- 4hrs/mth 3) 3/2022- LifeVantage Corporation- Multi-level Marketing- Dietary Supplement Product Distributor- non-inv. related -9785 S. Monroe Street, Suite 400, Sandy, UT 84070- start date 9/2018-2hrs/mth 4) 05/23/2022 - Brigitte Murphy Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/27/2022 -1000 Hours Per Month/ 8 Hours During Securities Trading 5) 07/14/2022 - Advisor Insurance Brokers - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 06/10/2022 - 10 Hours Per Month/1 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-27
S63 Uniform Securities Agent State Law Examination 2007-05-29
  • S66 Uniform Combined State Law Examination
    2013-09-27
  • S63 Uniform Securities Agent State Law Examination
    2007-05-29
Other Names
  • Brigitte Ann Bujak

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