Joshua Clayton Johnson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Winston-Salem, NC
• 04/2012 → Present
  Bank Of America, N.A.
  Winston, NC

Previous Registrations

• 2008-02-25 → 2012-03-23
  Ameriprise Financial Services, Llc
  Cary, NC
  Southern Pines, NC
• 2006-12-21 → 2007-08-28
  Ameriprise Financial Services, Llc
  Raleigh, NC

Other Businesses

I*784231 For profit or not for profit: Entity Charitable Name of outside business organization: UNITED METHODIST FOUNDATION OF WESTERN NORTH CAROLINA INC Investment related: Y Address of business: Huntersville, North Carolina, 28078 Nature of business: ["Church or Religious Organization"] Position, title, association: ["Committee"], [["Investment committee"]] Start date of relationship: 4/1/2022 Number of hours devoted: 4 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I have been asked to serve as a volunteer on an investment Team. No account relationship, no access to funds, no decision making authority. The "investment Team" serves to provide general guidance to a Board of Directors. There are 9 members on the team all of whom have professional financial backgrounds. Time expectations are 3-4 meetings per year consisting of approximately 1 to 1.5 hours each. There is no compensation.

Exams

• S66 Uniform Combined State Law Examination
  2006-12-20

Other Names

• Clay Johnson
• Joshua Clayton Johnson