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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-02
  • NY RA
    APPROVED
    Since 2023-11-02

Branch Locations

8100 Transit Road Suite 500, Amherst, NY 14221 • United States

Silver Creek, NY • United States

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Depew NY 07/2014 Present
Hsbc Securiteis (Usa) Inc. Depew NY 07/2014 Present
  • 07/2014 → Present
    Hsbc Bank Usa, N.A.
    Depew, NY
  • 07/2014 → Present
    Hsbc Securiteis (Usa) Inc.
    Depew, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-01
S63 Uniform Securities Agent State Law Examination 2007-10-25
  • S66 Uniform Combined State Law Examination
    2023-11-01
  • S63 Uniform Securities Agent State Law Examination
    2007-10-25
Other Names
  • Stephanie Lynn Canham
  • Stephanie L O'DEll

View on SEC IAPD

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