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Falls Shannon Robinson

Ubs Financial Services Inc.

Memphis, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2008-12-23
TX RA APPROVED 2008-12-11
  • TN RA
    APPROVED
    Since 2008-12-23
  • TX RA
    APPROVED
    Since 2008-12-11

Branch Locations

6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Memphis TN 12/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-21
S63 Uniform Securities Agent State Law Examination 2007-06-12
  • S65 Uniform Investment Adviser Law Examination
    2007-06-21
  • S63 Uniform Securities Agent State Law Examination
    2007-06-12
Other Names
  • Falls Shannon Robinson
  • Falls Robinson

View on SEC IAPD

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