Jordan Thomas Winterfeld

Greenwood Village, CO

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-08-09
TX	RA	APPROVED	2020-08-28

CO RA
APPROVED

Since 2024-08-09
TX RA
APPROVED

Since 2020-08-28

Branch Locations

5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Invesco Advisers, Inc.	Atlanta	GA	01/2010	03/2017
Ubs Financial Services	Houston	TX	04/2017	08/2020
Morgan Stanley Smith Barney Llc	Houston	TX	08/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	10/2020	Present

01/2010 → 03/2017

Invesco Advisers, Inc.

Atlanta, GA
04/2017 → 08/2020

Ubs Financial Services

Houston, TX
08/2020 → Present

Morgan Stanley Smith Barney Llc

Houston, TX
10/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2017-04-03 → 2020-09-08

Ubs Financial Services Inc.

Houston, TX
2010-01-01 → 2017-03-09

Invesco Advisers, Inc.

Atlanta, GA

Charlotte, NC

Atlanta, GA
2010-01-01 → 2010-01-01

Invesco Aim Private Asset Management, Inc.

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-28

S66 Uniform Combined State Law Examination

2009-12-28

Designations

Other Names

Jordan Thomas Winterfeld
Jordan Winterfeld

View on SEC IAPD

Other Firms

DODDS WEALTH, LLC

MARSHALL INVESTMENT MANAGEMENT, LLC

AXS CAPITAL, LLC

RBC CAPITAL MARKETS, LLC

LPL FINANCIAL LLC

WESTERN WEALTH MANAGEMENT LLC

CONCURRENT INVESTMENT ADVISORS, LLC

GENEOS WEALTH MANAGEMENT, INC.

Other Investors

BRENNAN PAUL PATE

JOHN MICHAEL DODDS

DEANNA LEE MEYER

BRENT Allan LEE

Dean Edward Norsworthy

DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO

MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO

AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO

LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO

LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO

WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

CONCURRENT INVESTMENT ADVISORS, LLC · Greenwood Village, CO

More in Greenwood Village, CO

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