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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-03-21 |
Branch Locations
7025 N Scottsdale Rd #115, Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Phoenix | AZ | 12/2014 | 02/2018 |
| Bank Of England Mortgage | Little Rock | AR | 02/2018 | 03/2019 |
| Loandepot | Irvine | CA | 06/2021 | 08/2022 |
| Freedom Mortgage | Mt Laurel | NJ | 05/2020 | 06/2021 |
| Mosaic Financial Associates | Goodyear | AZ | 02/2023 | Present |
| On Sabbatical To Care For Family Member During Covid | Goodyear | AZ | 03/2019 | 04/2020 |
| Unemployed | Goodyear | AZ | 09/2022 | 01/2023 |
| Cetera Advisors | St Cloud | MN | 02/2023 | 04/2023 |
| Cetera Advisors Llc | St Cloud | MN | 04/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: MOSAIC FINANCIAL ASSOCIATES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-26 |
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