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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-08-13 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
2 Portland Sq. Suite 502, Portland, ME 04401 • United States
2 Portland Sq. Ste 502, Portland, ME 04101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc | Freeport | ME | 07/2014 | 12/2021 |
| Fidelity Investments | Portland | ME | 12/2021 | 03/2026 |
| Fidelity Investments | Boston | MA | 03/2025 | 03/2026 |
| Varney Financial | Portland | ME | 04/2026 | Present |
| Lpl Financial | Portland | ME | 08/2026 | Present |
1. 08/2026 - Varney Financial - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 8/12/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-01 |
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