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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2009-04-17
NJ RA APPROVED 2008-06-12
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2009-04-17
  • NJ RA
    APPROVED
    Since 2008-06-12

Branch Locations

360 Hamilton Ave, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch White Plains NY 05/2007 Present
  • 05/2007 → Present
    Merrill Lynch
    White Plains, NY
Other Businesses

I*5151284, Entity Type: , Name of OBA: THE W FAMILY LIVING TRUST, Address: YORKTOWN, New York, 10598, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 07/31/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-04
  • S66 Uniform Combined State Law Examination
    2008-06-04
Other Names
  • Alyson Waller
  • Alyson M Waller

View on SEC IAPD

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