Best Investors Account Sign in
Inactive

Christopher J Mendoza

15 Equity

Santa Barbara, CA

CRD 5213966

Claim This Profile
Employer firm

15 Equity CRD 310628

$136M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
15 Equity

10 East Yanonali Street Suite 109, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-06-05
CA RA APPROVED 2021-09-15
TX RA APPROVED 2021-09-15
  • NC RA
    APPROVED
    Since 2024-06-05
  • CA RA
    APPROVED
    Since 2021-09-15
  • TX RA
    APPROVED
    Since 2021-09-15

Branch Locations

10 East Yanonali Street Suite 109, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jing Institute, Llc San Diego CA 11/2004 Present
Graham Investment Management Inc San Diego CA 05/2006 Present
Vx Logistics, Llc San Diego CA 09/2020 Present
15 Equity Llc San Diego CA 08/2021 Present
  • 11/2004 → Present
    Jing Institute, Llc
    San Diego, CA
  • 05/2006 → Present
    Graham Investment Management Inc
    San Diego, CA
  • 09/2020 → Present
    Vx Logistics, Llc
    San Diego, CA
  • 08/2021 → Present
    15 Equity Llc
    San Diego, CA
Previous Registrations
  • 2007-03-19 → 2023-11-30
    Graham Investment Management, Inc.
    San Diego, CA
  • 2015-05-28 → 2016-09-09
    Hummingbird
    San Diego, CA
Other Businesses

MR. CHRISTOPHER MENDOZA IS CURRENTLY A DIRECTOR AT THE JING INSTITUTE. THE JING INSTITUTE IS A CHINESE CULTURAL CENTER THAT TEACHES CHINESE LANGUAGE AND CULTURE AND LOCATED AT 9865 BUSINESSPARK AVE, SUITE D, SAN DIEGO, CA 921121. HIS RELATIONSHIP WITH THE BUSINESS STARTED ON 11/2004. HE ANTICIPATES HIS ACTIVITIES AT THE JING INSTITUTE WILL CONSUME LESS THAN 10 HOURS PER MONTH. MR. MENDOZA DOES NOT RECEIVE COMMISSIONS FROM THIS BUSINESS. MR. CHRISTOPHER MENDOZA IS CURRENTLY A VICE PRESIDENT AND 50% OWNER OF VX LOGISTICS, LLC. VX LOGISTICS IS A LICENSED AND BONDED FREIGHT SHIPPING AND TRUCKING COMPANY RUNNING FREIGHT HAULING BUSINESS IN SAN DIEGO, CA. MR. MENDOZA PERFORMS HIS DUTIES OF ACTING AS A VICE PRESIDENT AND PROVIDING MANAEMENT OVERSIGHT SERVICES FROM 12189 CAMINITO CORRIENTE, SAN DIEGO, CA 92128. HIS RELATIONSHIP WITH THE BUSINESS STARTED ON 09/2020. MR. MENDOZA DEDICATES APPROXIMATELY 80 HOURS PER MONTH TO THIS OUTSIDE BUSINESS ACTIVITY AND IS COMPENSATED BASED ON HIS YEARLY SALARY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-05
  • S65 Uniform Investment Adviser Law Examination
    2007-03-05
Other Names
  • Christopher John Mendoza

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Santa Barbara, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor