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Thatsane Souvanaphong

Morgan Stanley

San Diego, CA

CRD 5211874

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-12
CA RA APPROVED 2020-02-21
  • TX RA
    APPROVED_RES
    Since 2020-03-12
  • CA RA
    APPROVED
    Since 2020-02-21

Branch Locations

4350 La Jolla Village Drive Suite 1000, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mufg Union Bank San Diego CA 09/2005 02/2020
Unionbanc Investment Services San Diego CA 10/2008 02/2020
Morgan Stanley Smith Barney Llc San Diego CA 02/2020 Present
  • 09/2005 → 02/2020
    Mufg Union Bank
    San Diego, CA
  • 10/2008 → 02/2020
    Unionbanc Investment Services
    San Diego, CA
  • 02/2020 → Present
    Morgan Stanley Smith Barney Llc
    San Diego, CA
Previous Registrations
  • 2010-11-16 → 2020-02-27
    U.S. Bancorp Advisors, Llc
    La Jolla, CA
    Del Mar, CA
    Rancho Santa Fe, CA
    San Diego, CA
    Solana Beach, CA
    San Diego, CA
    San Diego, CA
    Poway, CA
    San Diego, CA
    Escondido, CA
    Del Mar, CA
    San Diego, CA
    Rancho Santa Fe, CA
    San Diego, CA
    San Diego, CA
    Solana Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-12
  • S66 Uniform Combined State Law Examination
    2010-11-12
Other Names
  • Thatsane Inthavong
  • Tina Inthavong

View on SEC IAPD

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Nearby Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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