Nick K Cassidy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA
• 06/2011 → Present
  Bank Of America,N.A.
  Santa Barbara, CA

Previous Registrations

• 2006-11-21 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Los Angeles, CA
  Los Angeles, CA
  West Hollywood, CA
  Los Angeles, CA
  Beverly Hills, CA

Other Businesses

I*1269320 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: RP, RP, RP Nature of business: Position, title, association: Sole owner, Start date of relationship: 5/1/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams

• S66 Uniform Combined State Law Examination
  2006-11-20

Other Names

• Nicholas Keith Cassidy