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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2020-02-12 |
| TX | RA | APPROVED_RES | 2019-11-14 |
| TN | RA | APPROVED | 2015-12-02 |
Branch Locations
6126 Poplar Ave, Memphis, TN 38119 • United States
42 S Claybrook St, Memphis, TN 38104 • United States
9059 Highway 64, Arlington, TN 38002 • United States
485 Goodman Rd E, Southaven, MS 38671 • United States
6075 Poplar Ave Ste 650 [Tv-Rbo], Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Bethesda | MD | 09/2005 | 06/2017 |
| Wells Fargo Advisors Llc | Schaumburg | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Schaumburg | IL | 11/2016 | 06/2017 |
| Wells Fargo Clearing Services, Llc | Cordova | TN | 06/2017 | Present |
| Wachovia Bank, N.A. | Cordova | TN | 06/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-15 |
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