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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2016-09-20 |
Branch Locations
12770 W New Market St. Ste. 207, Carmel, IN 46032 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 03/2011 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2016 | Present |
1) INDEPENDENT INSURANCE AGENT, 55 MONUMENT CIR STE 1015 INDIANAPOLIS IN, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 2 HR/MO 1 HR/TRADING 2) LEGAL SHIELD, 121 MONUMENT CIR INDIANAPOLIS IN, 08/2015, REFERRING CLIENTS. NIR, 1 HR/MO 1 HR/TRADING 3) NASH & ASSOCIATES, 121 MONUMENT CIR INDIANAPOLIS IN, 9/2016, AS VP/ADVISORY REP OF A RIA. INV REL, 25 HR/WK 25 HR/TRADING 4) CELLIST, CARMEL IN, 12/2017 PLAYING IN LOCAL ORCHESTRA. NIR, 9/MO 0/TRADING 5) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/2016, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 6) PLANSWELL, 121 MONUMENT CIRCLE INDIANAPOLIS IN, 01/2024, IAR, MARKETING, NIR, 40 HR/MO 30 HR/MO TRADING 7) RAMSEY SMARTVESTOR, 121 MONUMENT CIRCLE INDIANAPOLIS IN, 01/2024, IAR, MARKETING, NIR, 40 HR/MO 30 HR/MO TRADING 8) NASH AND ASSOCIATES COMPANY, 121 Monument Cir, Indianapolis IN 46204, United States, 03/04/2011, IAR, DBA Name, INV REL, 160 HR/MO 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-04 |
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