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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-06-04
  • GA RA
    APPROVED
    Since 2025-06-04

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

4816 Briarcliff Rd Ne, Atlanta, GA 30345 • United States

4816 Briarcliff Rd Ne, Atlanta, GA 30345 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Kennesaw GA 04/2018 08/2023
Park Avenue Baptist Church Atlanta GA 08/2008 12/2023
Jp Morgan Securities Llc Marietta GA 03/2016 01/2018
Jc Penny Kennesaw GA 04/2018 08/2018
Edward Jones St Louis MO 12/2023 05/2025
Lpl Financial Llc Atlanta GA 06/2025 Present
Cdc Federal Credit Union Atlanta GA 05/2025 Present
  • 04/2018 → 08/2023
    Wells Fargo Advisors, Llc
    Kennesaw, GA
  • 08/2008 → 12/2023
    Park Avenue Baptist Church
    Atlanta, GA
  • 03/2016 → 01/2018
    Jp Morgan Securities Llc
    Marietta, GA
  • 04/2018 → 08/2018
    Jc Penny
    Kennesaw, GA
  • 12/2023 → 05/2025
    St Louis, MO
  • 06/2025 → Present
    Atlanta, GA
  • 05/2025 → Present
    Cdc Federal Credit Union
    Atlanta, GA
Previous Registrations
Other Businesses

1) 06/03/2025 - CDC Investment & Retirement Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - Atlanta GA 30345 - Start Date:05/27/2025 - 160 Hrs/Mth - 40 Hrs During Trading. -  Time Spent: 100 2) 06/03/2025 - Park Avenue Baptist Church - Not Investment Related - Church/Pastor - Atlanta GA - Start Date:08/12/2008 - 15 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-08
S65 Uniform Investment Adviser Law Examination 2015-08-18
S63 Uniform Securities Agent State Law Examination 2013-11-21
  • S66 Uniform Combined State Law Examination
    2020-12-08
  • S65 Uniform Investment Adviser Law Examination
    2015-08-18
  • S63 Uniform Securities Agent State Law Examination
    2013-11-21
Other Names
  • Henra Chennault
  • Henra H Chennault
  • Henra Hosea Chennault

View on SEC IAPD

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