Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2015-01-07
  • MO RA
    APPROVED
    Since 2015-01-07

Branch Locations

424 S Woods Mill Rd Ste 300, Chesterfield, MO 63017-3428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brian A Lavalle Chesterfield MO 05/2026 Present
Jim Zara Chesterfield MO 11/2014 Present
Northwestern Mutual Investment Services, Llc Chesterfield MO 12/2014 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2023 Present
Christian Henley Chesterfield MO 08/2026 Present
Matthew Collier Chesterfield MO 08/2026 Present
David Beaman Chesterfield MO 08/2026 Present
Kevin Dooley Chesterfield MO 08/2026 Present
Kevin Seamus Dooley Chesterfield MO 08/2026 Present
David E Beaman Chesterfield MO 08/2026 Present
Matthew Ryan Collier Chesterfield MO 08/2026 Present
Myron C Henley Chesterfield MO 08/2026 Present
  • 05/2026 → Present
    Brian A Lavalle
    Chesterfield, MO
  • 11/2014 → Present
    Jim Zara
    Chesterfield, MO
  • 12/2014 → Present
    Chesterfield, MO
  • 09/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2026 → Present
    Christian Henley
    Chesterfield, MO
  • 08/2026 → Present
    Matthew Collier
    Chesterfield, MO
  • 08/2026 → Present
    David Beaman
    Chesterfield, MO
  • 08/2026 → Present
    Kevin Dooley
    Chesterfield, MO
  • 08/2026 → Present
    Kevin Seamus Dooley
    Chesterfield, MO
  • 08/2026 → Present
    David E Beaman
    Chesterfield, MO
  • 08/2026 → Present
    Matthew Ryan Collier
    Chesterfield, MO
  • 08/2026 → Present
    Myron C Henley
    Chesterfield, MO
Previous Registrations
  • 2013-02-07 → 2014-11-03
    Vsr Financial Services, Inc.
    Overland Park, KS
    Saint Charles, MO
    Worden, IL
  • 2008-06-04 → 2013-02-01
    Commerce Brokerage Services, Inc.
    Clayton, MO
    St. Louis, MO
  • 2007-10-12 → 2008-05-28
    Waddell & Reed
    Savage, MN
  • 2007-08-01 → 2007-10-10
    Morgan Keegan & Company, Llc
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-31
  • S66 Uniform Combined State Law Examination
    2007-07-31
Other Names
  • Dawn Elizabeth Black
  • Dawn E. Black
  • Dawn Elizabeth Bernich

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chesterfield, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor