Susan Ann Nelson

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2018-02-09

MN RA
APPROVED

Since 2018-02-09

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Minneapolis	MN	08/2006	Present

08/2006 → Present

Rbc Capital Markets, Llc

Minneapolis, MN

Other Businesses

NAME OF ENTITY: Sloane's Beauty Bar ADDRESS: 4388 France Ave S, Edina, MN 55410 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Salon and Beauty Bar START DATE: 09.16.23 CAPACITY: Employee DUTIES: Receptionist on 1 - 2 Saturdays a month. HOURS DEVOTED PER MONTH: 3 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-09

S66 Uniform Combined State Law Examination

2018-02-09

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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