Best Investors Account Sign in
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-12-02
CA RA APPROVED 2024-11-27
  • SC RA
    APPROVED
    Since 2024-12-02
  • CA RA
    APPROVED
    Since 2024-11-27

Branch Locations

San Diego, CA • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-06-18
  • CA RA
    APPROVED
    Since 2013-06-18

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 05/2011 Present
Lpl Enterprise Llc Fort Mill SC 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-17
S63 Uniform Securities Agent State Law Examination 2000-03-23
  • S66 Uniform Combined State Law Examination
    2013-06-17
  • S63 Uniform Securities Agent State Law Examination
    2000-03-23

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor