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Current Employers
Stancorp Investment Advisers, Inc.

1100 Sw Sixth Avenue, Portland, OR 97204 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-01-01
  • TX RA
    APPROVED
    Since 2007-01-01

Branch Locations

1100 Sw Sixth Avenue, Portland, OR 97204 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stancorp Investment Advisers, Inc. Austin TX 01/2007 Present
Stancorp Equities, Inc. Austin TX 01/2007 Present
Previous Registrations
  • 2005-10-06 → 2007-01-01
    Invesmart Advisors Inc
    Austin, TX
    Austin, TX
Other Businesses

In addition to being a registered representative ("RR") of StanCorp Equities, Inc. ("SEI"), RR is associated with Standard Retirement Services ("SRS") and an investment adviser representative of StanCorp Investment Advisers, Inc. ("SIA"). SRS is a retirement plan service provider that offers recordkeeping and plan administration services and SIA offers investment advice to retirement plan sponsors and plan participants. SEI, SRS, and SIA are subsidiaries of Standard Financial Group ("The Standard") and are located at 1100 SW 6th Avenue, Portland, OR. RR devotes 100% of their time during normal business hours to provide information about the retirement plan-related products and services offered by The Standard to unaffiliated third party retirement plan service providers, including broker/dealers and investment advisers, to enable them to sell to and support the needs of their customers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-15
  • S66 Uniform Combined State Law Examination
    2005-07-15
Other Names
  • Crissie Ferguson
  • Christina Diane Jones
  • Ferguson Diane Christina

View on SEC IAPD

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