Best Investors
Account
Sign in
Best Investors
Account
Sign in
2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lord'S Financial Planning | Topeka | KS | 09/2005 | 04/2017 |
| Gradient Securities, Llc | Arden Hills | MN | 09/2014 | 04/2017 |
| Madison Avenue Securities, Llc | San Diego | CA | 02/2018 | 11/2018 |
| Ae Wealth Management, Llc | Topeka | KS | 04/2017 | Present |
| Ae Financial Services, Llc | Topeka | KS | 09/2020 | Present |
NAME: AE WEALTH MANAGEMENT; INV RELATED:YES; ADDRESS:2950 SW MCCLURE ROAD TOPEKA, KS 66614; NATURE: RIA; POSITION:TRANSITION CONSULTANT; START DATE:04/2017; HOURS/MONTH:160; TRADING HOURS/MONTH:160; DUTIES: ASSIST ADVISORS IN MOVING CLIENT ACCOUNTS TO AE WEALTH MANAGEMENT AND MADISON AVENUE SECURITIES, LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-11 |
Reach out to this advisor