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Stephen Piacentini

LPl Financial LLC

Memphis, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-17
LA RA APPROVED 2025-08-21
MS RA APPROVED 2025-08-21
TN RA APPROVED 2025-08-21
  • TX RA
    APPROVED_RES
    Since 2025-11-17
  • LA RA
    APPROVED
    Since 2025-08-21
  • MS RA
    APPROVED
    Since 2025-08-21
  • TN RA
    APPROVED
    Since 2025-08-21

Branch Locations

4385 Poplar Avenue Rtc 2Nd Fl, Memphis, TN 38117 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ftb Advisors, Inc. Memphis TN 08/2015 Present
Lpl Financial Llc Memphis TN 08/2025 Present
  • 08/2015 → Present
    Ftb Advisors, Inc.
    Memphis, TN
  • 08/2025 → Present
    Memphis, TN
Previous Registrations
  • 2015-08-19 → 2025-08-21
    First Horizon Advisors, Inc.
    Germantown, TN
    Memphis, TN
  • 2011-11-30 → 2015-08-19
    Germantown, TN
    Olive Branch, MS
    Olive Branch, MS
    Olive Branch, MS
    Fort Mill, SC
    Olive Branch, MS
    Collierville, TN
  • 2006-12-06 → 2011-11-23
    First Horizon Advisors, Inc.
    Collierville, TN
    Collierville, TN
    Memphis, TN
  • 2010-09-23 → 2011-11-23
    Ftb Advisors, Inc.
    Memphis, TN
  • 2005-05-03 → 2006-09-07
    Morgan Stanley Dw Inc.
    Memphis, TN
    Memphis, TN
Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/28/2025 - 160 hours per month/ during trading 2- 08/21/2025 - L & P Enterprise - Real Estate Rental - Partner - Investment Related - Panama City Beach, FL - Start Date 05/13/2021 - 2 hours per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-28
S63 Uniform Securities Agent State Law Examination 2004-12-21
  • S65 Uniform Investment Adviser Law Examination
    2005-04-28
  • S63 Uniform Securities Agent State Law Examination
    2004-12-21
Other Names
  • Steve Piacentini

View on SEC IAPD

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