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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-09-12 |
Branch Locations
2687 44Th Street Se, Kentwood, MI 49512 • United States
72 W. Front Street, Monroe, MI 48161 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regulus Financial Group, Llc | Kentwood | MI | 01/2015 | Present |
| Regal Investment Advisors, Llc | Kentwood | MI | 09/2024 | Present |
Business Name: Riverbank Wealth Management - Investment Related: Yes - Address: 72 Front St., Monroe Mi, 48161 - Nature of Business: Registered Activities through Regulus Financial Group, LLC and Investment Advisor activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Insurance Agent/Registered Assistant - Start Date: 11/2021 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-07 |
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