Melissa Marie Clements

Employer firm

Regal Investment Advisors LLC CRD 125004

$2.88B regulatory AUM 61 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Regulus Financial Group, Llc
  Kentwood, MI
• 09/2024 → Present
  Regal Investment Advisors, Llc
  Kentwood, MI

Previous Registrations

• 2007-07-19 → 2010-11-19
  Fifth Third Securities, Inc.
  Rossford, OH
  Sylvania, OH
  Sylvania, OH
  Toledo, OH
  Toledo, OH

Other Businesses

Business Name: Riverbank Wealth Management - Investment Related: Yes - Address: 72 Front St., Monroe Mi, 48161 - Nature of Business: Registered Activities through Regulus Financial Group, LLC and Investment Advisor activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Insurance Agent/Registered Assistant - Start Date: 11/2021 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services.

Exams

• S66 Uniform Combined State Law Examination
  2007-06-29
• S63 Uniform Securities Agent State Law Examination
  2004-10-07

Designations

• Certified Financial Planner

Other Names

• Melissa Marie Thieman