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David Sieburg

Ubs Financial Services Inc.

Minneapolis, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-02-10
  • MN RA
    APPROVED
    Since 2026-02-10

Branch Locations

80 South 8Th Street Suite 3040, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Maplewood MN 10/2010 10/2016
Wells Fargo Advisors, Llc Cottage Grove MN 01/2013 11/2016
Wells Fargo Clearing Services, Llc Bloomington MN 11/2016 08/2025
Unemployed Farmington MN 08/2025 02/2026
Ubs Financial Services, Inc Minneapolis MN 02/2026 Present
Previous Registrations
  • 2014-01-22 → 2025-08-14
    Wells Fargo Clearing Services, Llc
    Saint Paul, MN
    Minneapolis, MN
    Cottage Grove, MN
    Bloomington, MN
    Bloomington, MN
    Bloomington, MN
    Minneapolis, MN
    Bloomington, MN
    Wayzata, MN
    Bloomington, MN
    Bloomington, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-03-12
  • S63 Uniform Securities Agent State Law Examination
    2013-03-12
Other Names
  • David Joseph Sieburg

View on SEC IAPD

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HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
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