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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-27 |
| CT | RA | APPROVED | 2014-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Marlborough | MA | 07/2004 | Present |
| Ubs Financial Services Inc. | Wellesley | MA | 08/2014 | Present |
Town of Ashland, MA, Finance Committee / Ashland United States,Massachusetts www.ashlandmass.com / No/ Adam Shuster, Town Moderator The Finance Committee is the authorizing body for expenditures from the Reserve Fund, which are designated funds within the budget set aside for extraordinary and/or unforeseen expenditures, including deficits in snow and ice operations. / No / Advisor or member of an advisory committee, if the advice given will or may influence an officer or board of a governmental entity / / Attend meetings, review proposals before the committee, debate merits of proposals and assist in drafting the committee's written findings / Start Date 8/1/2016/Appointed No / No 2) Sigma Phi Epsilon/Address: 310 Aurthr Ashe Blvd, Richmond, VA/Nature of Business: Massachusetts Alpha (UMASS Amherst) Alumni Chapter Counselor/ Position: Advisor or advisory group member if advice given may influence an officer/board/ Duties: Counselor and Mentor to undergraduate student brothers/ Start Date : 4/1/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-12 |
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