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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2011-07-26
  • AZ RA
    APPROVED
    Since 2011-07-26

Branch Locations

18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc St. Louis MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 Present
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; GILBERT, AZ; 100% OWNERSHIP; START DATE 3/2014; 4 HRS PER MONTH; 0 HRS DURING TRADING. 894 S WANDA, LLC; NOT INVESTMENT RELATED; GILBERT,AZ; 100% OWNERSHIP; START DATE 05/03/2019; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-25
  • S66 Uniform Combined State Law Examination
    2011-07-25
Other Names
  • Mandi Mitchell
  • Amanda H Mitchell
  • Amanda Hall Mitchell
  • Mandi Schleappe
  • Amanda Hall Schleappe

View on SEC IAPD

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