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Stephen Howard Riddle

Wells Fargo Clearing Services, LLC

Huntsville, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-05-14
  • AL RA
    APPROVED
    Since 2021-05-14

Branch Locations

525 Madison St, Huntsville, AL 35801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mprgan Stanley Decatur AL 02/2014 04/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2021
Wells Fargo Clearing Services, Llc Huntsville AL 05/2021 Present
  • 02/2014 → 04/2021
    Mprgan Stanley
    Decatur, AL
  • 01/2015 → 04/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2021 → Present
    Wells Fargo Clearing Services, Llc
    Huntsville, AL
Previous Registrations
  • 2014-02-27 → 2021-05-19
    Morgan Stanley
    Decatur, AL
  • 2009-04-13 → 2014-03-13
    Investment Professionals, Inc.
    Shelbyville, TN
    Athens, AL
    Cullman, AL
    San Antonio, TX
    Gardendale, AL
    Gadsden, AL
  • 2004-12-06 → 2008-03-28
    Morgan Keegan & Company, Llc
    Decatur, AL
    Decatur, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-04
  • S66 Uniform Combined State Law Examination
    2004-12-04
Other Names
  • Stephen H Riddle

View on SEC IAPD

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Other Investors

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MARK ANTHONY RUSSELL
JOHN K WALTERS
TIMOTHY RANN ROBERTS
MATTHEW RICHARD BARNES
ROGER SAMUEL BARNES
LANCE CHRISTOPHER ERNEST
ROBERT WILSON MOORES

Other Offices

LPL FINANCIAL LLC · HUNTSVILLE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Huntsville, AL
OSAIC WEALTH, INC. · HUNTSVILLE, AL
LPL FINANCIAL LLC · HUNTSVILLE, AL
RAYMOND JAMES & ASSOCIATES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
CETERA INVESTMENT ADVISERS LLC · HUNTSVILLE, AL

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