Kelly Jane Romano

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2026-01-13

Branch Locations

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J.P. Morgan Securities Llc	Chicago	IL	08/2014	09/2018
Fisher Investments	Camas	WA	09/2018	12/2025
Empirical Wealth Management	Portland	OR	01/2026	Present

2018-09-18 → 2025-12-09

Fisher Investments

Plano, TX

Camas, WA
2014-08-27 → 2018-09-12

J.P. Morgan Securities Llc

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL
2014-06-20 → 2014-08-22

U.S. Bancorp Investments, Inc.

Chicago, IL

Skokie, IL

Chicago, IL

Chicago, IL
2013-06-25 → 2014-06-21

Citizens Securities, Inc.

Chicago, IL

Chicago, IL

Skokie, IL

Chicago, IL
2012-02-14 → 2013-06-12

Pnc Wealth Management Llc

Chicago, IL

Orland Park, IL

Palos Hills, IL

Tinley Park, IL

Orland Park, IL

Chicago, IL
2010-03-31 → 2012-02-16

Valic Financial Advisors, Inc.

Chicago, IL
2007-11-08 → 2009-12-03

Northwestern Mutual Investment Services, Llc

Seattle, WA

Seattle, WA
2007-02-23 → 2007-04-30

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-30
S63	Uniform Securities Agent State Law Examination	2005-09-30

Other Firms