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9999 Carver Road Suite 130, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-06-12 |
| TX | RA | APPROVED_RES | 2020-06-12 |
Branch Locations
7676 Hazard Center Drive Suite 1550, San Diego, CA 92108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2004 | 06/2020 |
| Octavia Wealth Advisors, Llc | San Diego | CA | 06/2020 | Present |
| Octavia Risk Management, Llc | San Diego | CA | 06/2020 | Present |
| Purshe Kaplan Sterling Investments, Inc. | San Diego | CA | 06/2020 | Present |
1) Michael Ingram is dually-registered as an investment advisor representative with Octavia Wealth Advisors, LLC ("Octavia") and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS") since 06/2020. Business is conducted from 7676 Hazard Center Drive, Suite 1550, San Diego, CA 92108. Approximately 90% of Michael Ingram's time is for services as an investment advisor representative and the balance as a registered representative. Octavia and PKS are not affiliated. 2) Insurance agent; Octavia Risk Management LLC; 06/2020; implementation of insurance products; 7676 Hazard Center Drive, Suite 1550, San Diego, CA 92108; 20 hours per month 3) Trustee, Ingram Family Trust, Immediate Family - Investment related - no fixed address - trust - trustee - 1/2018 - 0 hours a month - 0 security hours a month - trustee for family trust 4) Trustee and POA for family member (non immediate/Uncle) - investment related - no fixed address - trust - trustee - 1/ 2018 - 0 hours a month - 0 security hours a month - trustee for family trust.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-08 |
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