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Rebecca Duckworth Kernan

Wells Fargo Clearing Services, LLC

Memphis, TN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2016-11-01
TX RA APPROVED 2016-10-31
  • TN RA
    APPROVED
    Since 2016-11-01
  • TX RA
    APPROVED
    Since 2016-10-31

Branch Locations

6075 Poplar Ave Ste 650, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Memphis TN 08/2004 10/2016
Wells Fargo Advisors, Llc Memphis TN 10/2016 11/2016
Wells Fargo Clearing Services, Llc Memphis TN 11/2016 Present
  • 08/2004 → 10/2016
    Stephens Inc.
    Memphis, TN
  • 10/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Memphis, TN
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Memphis, TN
Previous Registrations
  • 2004-12-07 → 2016-10-19
    Stephens
    Memphis, TN
    Memphis, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-06
  • S66 Uniform Combined State Law Examination
    2004-12-06
Other Names
  • Rebecca Leigh Duckworth
  • Rebecca Duckworth Kernan
  • Rebecca Kernan Duckworth
  • Rebecca Kernan Duckworth

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

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