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6256 Greenwich Drive Suite 550, San Diego, CA 92122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2005-04-25 |
Branch Locations
6256 Greenwich Drive Suite 550, San Diego, CA 92122 • United States
6256 Greenwich Drive Suite 550, San Diego, CA 92122 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dunham & Associates Investment Counsel, Inc. | San Diego | CA | 07/2004 | Present |
THE FOLLOWING ARE CONSIDERED AN INVESTMENT-RELATED ACTIVITY SINCE THE INDIVIDUAL IS ASSOCIATED WITH AN ENTITY THAT PROVIDES INVESTMENT ADVICE RELATED TO SECURITIES AND/OR REAL ESTATE. 1) ASSISTANT SECRETARY, DUNHAM FUNDS (THE "FUNDS") FROM OCTOBER 2015 TO PRESENT. THE ASSISTANT SECRETARY ASSISTS THE SECRETARY IN MAINTAINING THE MINUTES OF ALL MEETINGS AND ACTIONS OF TRUSTEES, COMMITTEES OF TRUSTEES AND SHAREHOLDERS. MR. DYKMANS SPENDS APPROXIMATELY 5% OF HIS TIME ACTING IN THIS CAPACITY. THE FUNDS ARE LOCATED AT THE EXECUTIVE OFFICE IN SAN DIEGO, CALIFORNIA. 2) CHIEF INVESTMENT OFFICER, DUNHAM TRUST COMPANY ("DTC") FROM DECEMBER 2024 TO PRESENT. MR. DYKMANS OVERSEES INVESTMENT FUNCTIONS, INCLUDING TRADING, INVESTMENT MANAGEMENT, INVESTMENT ANALYSIS, AND ASSET ALLOCATION, AND MR. DYKMANS REPORTS TO THE DTC BOARD'S TRUST INVESTMENT COMMITTEE. DTC IS LOCATED AT 50 N. SIERRA ST #201, RENO, NV. 89501. 3) AGENT, DUNHAM TRUST COMPANY ("DTC") AND DUNHAM PRIVATE TRUST ("DPT") FROM 2010/ DECEMBER 2024 TO PRESENT. DTC/DPT OFFERS TRUSTEE, INVESTMENT MANAGEMENT AND CUSTODIAL SERVICES FOR PERSONAL TRUST ACCOUNTS, EMPLOYEE BENEFIT ACCOUNTS, CUSTODY AND THIRD PARTY AGENCY ACCOUNTS. MR. DYKMANS IS AUTHORIZED TO EXECUTE DOCUMENTS OR AGREEMENTS OR TAKE SUCH ACTION AS MAY BE NECESSARY TO ESTABLISH BANKING, SECURITIES, CREDIT LINES, OR ANY OTHER ACCOUNTS AS NEEDED FOR THE OPERATION OF DTC/DPT WITH ANY BANK, BROKERAGE FIRM OR OTHER FINANCIAL INSTITUTION. HE SPENDS LESS THAN 5% OF HIS TIME ACTING IN THIS CAPACITY. DTC IS LOCATED AT 50 N. SIERRA ST #201, RENO, NV. 89501. DPT IS LOCATED AT 1111 EAST LINCOLNWAY, STE 103, CHEYENNE, WY 82001. DPT IS THE WYOMING DIVISION OF DUNHAM TRUST COMPANY. 4) MANAGER/PRESIDENT, DUNHAM VENTURES GP LLC ("DUNHAM VENTURES"), FROM 02/2026 TO PRESENT. DUNHAM VENTURES IS THE GENERAL PARTNER OF DUNHAM VIP VENTURES LP. MR. DYKMANS SPENDS LESS THAN 10 HOURS PER MONTH IN MANAGING THE AFFAIRS OF DUNHAM VENTURES. DUNHAM VENTURES IS LOCATED AT 50 N. SIERRA ST #201, RENO, NV. 89501.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-22 |
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