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Michael Thomas Smith

Beacon Pointe Advisors, LLC

Greensboro, NC

Newport Beach, CA

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-30
  • NC RA
    APPROVED
    Since 2024-08-30

Branch Locations

703 Green Valley Rd Suite 201, Greensboro, NC 27408 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dmjps Greensboro NC 01/2016 Present
Beacon Pointe Advisors Greensboro NC 05/2024 Present
  • 01/2016 → Present
    Dmjps
    Greensboro, NC
  • 05/2024 → Present
    Beacon Pointe Advisors
    Greensboro, NC
Previous Registrations
  • 2004-10-20 → 2005-08-31
    Legg Mason Wood Walker, Incorporated
    Greensboro, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-30
S66 Uniform Combined State Law Examination 2004-10-19
  • S65 Uniform Investment Adviser Law Examination
    2024-08-30
  • S66 Uniform Combined State Law Examination
    2004-10-19
Other Names
  • Mike Thomas Smith

View on SEC IAPD

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