Alecia Dawn Wellen

Current Employers

Employment History

• 05/2015 → 10/2020
  Alps Fund Services, Inc.
  Denver, CO
• 10/2020 → 05/2023
  Alps Fund Services, Inc.
  Denver, CO
• 05/2023 → 04/2026
  Alps Fund Services, Inc.
  Denver, CO
• 04/2026 → Present
  Registered Fund Services - Ss&C Alps
  Denver, CO

Previous Registrations

• 2014-07-02 → 2015-05-21
  Charles Schwab & Co., Inc.
  Englewood, CO
  Lone Tree, CO
• 2009-08-20 → 2014-05-30
  Alps Advisors, Inc.
  Denver, CO
• 2008-03-20 → 2009-08-17
  Cetera Advisors Llc
  Greenwood Village, CO
• 2006-09-19 → 2008-02-29
  Stanford Group Company
  Denver, CO
• 2006-06-26 → 2006-09-18
  Robert W. Baird & Co. Incorporated
  Boulder, CO
  Boulder, CO

Other Businesses

1. ALPS Portfolio Solutions Distributor Inc.; Investment-related; 1290 Broadway Suite 1000 Denver, CO 80203; Broker-Dealer; Director, Deputy Chief Compliance Officer; 05/18/2015; 160 Hrs/Mon; 130 Hrs/Mon During trading hours; Approve marketing and registered representative supervision. 2. ALPS Distributors Inc; Investment-related; 1290 Broadway Suite 1000 Denver, CO 80203; Broker-Dealer; Director, Deputy Chief Compliance Officer; 05/18/2015; 160 Hrs/Mon; 130 Hrs/Mon During trading hours; Approve marketing and registered representative supervision. 3. ALPS Advisors Inc, Investment-related; 1290 Broadway Suite 1000 Denver, CO 80203; Registered Investment Advisor; Investment advisor; 05/18/2015, 40 Hrs/Mon, 40 Hrs/Mon During trading hours. 4. Alecia Wellen Llc; Not Investment-Related, 3700 Quebec ST #100-130 Denver CO 80207; Coaching, Founder & CEO; 02/27/2019; 10 Hrs/Mon; None During Trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2006-06-24

Other Names

• Alecia Dawn Staples