James A Halsch

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2019-10-02

NC RA
APPROVED

Since 2019-10-02

Branch Locations

7 Corporate Center Ct Ste B, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kestra Financial Services, Inc	Austin	TX	04/2016	10/2019
Lpl Financial Llc	Greensboro	NC	10/2019	Present

04/2016 → 10/2019

Kestra Financial Services, Inc

Austin, TX
10/2019 → Present

Lpl Financial Llc

Greensboro, NC

Previous Registrations

2016-04-19 → 2019-10-02

Kestra Advisory Services, Llc

Greensboro, NC
2015-02-02 → 2016-09-22

Kestra Investment Services, Llc

Greensboro, NC

Greensboro, NC
2009-05-27 → 2015-02-03

Invest Financial Corporation

Greensboro, NC
2005-01-13 → 2009-05-13

Ubs Financial Services Inc.

Greensboro, NC

Greensboro, NC

Other Businesses

1)10/2019 - DBA for LPL Business (entity for LPL business) - VALOR PRIVATE WEALTH - 100% - INVESTMENT RELATED - GREENSBORO, NC 27408 2)09/2017 - Business Entity For Tax/Investment Purposes Only - JAH FINANCIAL INC - 0% - INVESTMENT RELATED - GREENSBORO, NC 27401

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-01-12

S66 Uniform Combined State Law Examination

2005-01-12

Other Names

James Alois Halsch

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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