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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-04
  • TX RA
    APPROVED
    Since 2018-04-04

Branch Locations

1800 Hughes Landing Blvd Ste 325, The Woodlands, TX 77380 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

1800 Hughes Landing Blvd Ste 300, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Houston TX 01/2015 04/2018
Wells Fargo Clearing Services, Llc Houston TX 04/2018 Present
Previous Registrations
  • 2015-01-28 → 2018-04-05
    Capital One Advisors, Llc
    Seattle, WA
  • 2012-10-09 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
  • 2012-10-01 → 2012-10-11
    Spring, TX
    Houston, TX
    Houston, TX
    Cypress, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Tomball, TX
    Houston, TX
    Houston, TX
    Tomball, TX
    Houston, TX
    Katy, TX
    Houston, TX
    Houston, TX
    Katy, TX
    Conroe, TX
    Cypress, TX
    Houston, TX
    Klein, TX
    Houston, TX
    Spring, TX
    The Woodlands, TX
    The Woodlands, TX
    Spring, TX
    The Woodlands, TX
    Houston, TX
  • 2010-04-06 → 2012-10-01
    Chase Investment Services Corp.
    Houston, TX
    Houston, TX
    Houston, TX
    Katy, TX
    Houston, TX
    Houston, TX
    Katy, TX
    Houston, TX
    Tomball, TX
    Houston, TX
    Houston, TX
    Tomball, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Cypress, TX
    Houston, TX
    Houston, TX
    Spring, TX
    Houston, TX
    Houston, TX
    Deer Park, TX
    Houston, TX
    Houston, TX
    Pasadena, TX
    Pasadena, TX
    Pearland, TX
    Pearland, TX
    Friendswood, TX
    Houston, TX
    Pearland, TX
    Pearland, TX
    Houston, TX
    Houston, TX
    League City, TX
    League City, TX
    Pearland, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    South Houston, TX
    Webster, TX
    Houston, TX
    Houston, TX
    Pearland, TX
    Houston, TX
    Houston, TX
    Houston, TX
    La Porte, TX
    Pasadena, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    League City, TX
    Pasadena, TX
    Pasadena, TX
    Friendswood, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Friendswood, TX
    Houston, TX
    The Woodlands, TX
    The Woodlands, TX
    The Woodlands, TX
    Montgomery, TX
    Conroe, TX
    Spring, TX
    The Woodlands, TX
    Spring, TX
    Willis, TX
    The Woodlands, TX
    The Woodlands, TX
    Conroe, TX
    Spring, TX
    Houston, TX
    Klein, TX
    Houston, TX
    The Woodlands, TX
    Cypress, TX
    Conroe, TX
  • 2007-11-28 → 2010-01-13
    Wells Fargo Investments, Llc
    The Woodlands, TX
Other Businesses

1) RENTAL PROPERTY, INV RELATED, THE WOODLANDS, TX, 100% OWNERSHIP, START 4/30/2018, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-26
  • S66 Uniform Combined State Law Examination
    2004-10-26
Other Names
  • Dominic John Wright

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