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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-04 |
Branch Locations
1800 Hughes Landing Blvd Ste 325, The Woodlands, TX 77380 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
1800 Hughes Landing Blvd Ste 300, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | Houston | TX | 01/2015 | 04/2018 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 04/2018 | Present |
1) RENTAL PROPERTY, INV RELATED, THE WOODLANDS, TX, 100% OWNERSHIP, START 4/30/2018, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-26 |
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