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Account
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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-22 |
| AZ | RA | APPROVED | 2019-06-27 |
Branch Locations
1702 E. Highland Ave Suite 204, Phoeniz, AZ 85016 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Investors Corporation | Phoenix | AZ | 07/2004 | 06/2019 |
| First Investors Advisory Services, Llc | Phoenix | AZ | 05/2013 | 06/2019 |
| Plaza Residence Llc | Scottsdale | AZ | 09/2015 | Present |
| Ican | Chandler | AZ | 07/2016 | 07/2018 |
| Ican | Chandler | AZ | 10/2017 | 08/2018 |
| Ican | Chandler | AZ | 08/2018 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Phoeniz | AZ | 06/2019 | Present |
1)CORE HEMP LLC 1 HR/WK NO OWNERSHIP, RECEIVES PROCEEDS FROM THE CROP YIELDED. 2)ARIZONA CAPITAL MANAGEMENT, LLC, 50% OWNER, DBA FOR CETERA BUSINESS 3) CACTUS JIU JITSU, 33% OWNER, 10/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-03 |
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