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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-09-24
KY RA APPROVED 2012-08-06
  • TX RA
    APPROVED
    Since 2012-09-24
  • KY RA
    APPROVED
    Since 2012-08-06

Branch Locations

307 South Ashland, Lexington, KY 40502 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Lexington KY 07/2013 Present
Previous Registrations
Other Businesses

1)FFE, INC. / 1328 WAKEHURST COURT LEXIGTON,KY 40509 / COMPANY/ REAL ESTATE / PROVIDE SERVICE TO GREEN PARTNERS, LLC, A REAL ESTATE PARTNERSHIP / SOLE PROPRIETORSHIP /PROVIDE COMSULTING AND BILLING SERVICE TO GREEN PARTNERS, LLC / START DATE 11/27/1995. 2)GREEN PARTNERS, LLC / 1328 WAKEHURST COURT LEXINGTON,KY 40509 / PARTNERSHIP/ REAL ESTATE / OWN AND OPERATE COMMERCIAL REAL ESTATE / PARTNER / MAKE DECISIONS ON THE OPERATIONS OF THE REAL ESTATE OWNED / START DATE 8/4/2004.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-29
  • S66 Uniform Combined State Law Examination
    2004-10-29
Other Names
  • David Demarest

View on SEC IAPD

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