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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2022-06-23 |
Branch Locations
13919 Quail Pointe Drive, Oklahoma City, OK 73134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Concepts And Financial Planning, Inc. | Oklahoma City | OK | 08/2017 | Present |
| Carpet Masters, Inc | Oklahoma City | OK | 05/2016 | 07/2017 |
| First Allied Securities, Inc. | San Diego | CA | 08/2017 | 08/2020 |
| First Allied Securities, Inc. | San Diego | CA | 08/2020 | 09/2022 |
| Cetera Investment Advisers Llc | Shaumburg | IL | 06/2022 | Present |
| Cetera Advisors Llc | Oklahoma City | OK | 09/2022 | Present |
1) NAME OF OTHER BUSINESS: INVESTMENT CONCEPTS & FINANCIAL PLANNING SVCS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: BEST DAY EVER VACATIONS; INVESTMENT RELATED: NO; ADDRESS: 27475 YNEZ RD TEMECULA, CA 92591; NATURE OF BUSINESS: TRAVEL AGENCY SERVICE; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: TRAVEL AGENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BOOK TRAVEL FOR OTHERS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-12 |
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