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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-06-23
  • OK RA
    APPROVED
    Since 2022-06-23

Branch Locations

13919 Quail Pointe Drive, Oklahoma City, OK 73134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Concepts And Financial Planning, Inc. Oklahoma City OK 08/2017 Present
Carpet Masters, Inc Oklahoma City OK 05/2016 07/2017
First Allied Securities, Inc. San Diego CA 08/2017 08/2020
First Allied Securities, Inc. San Diego CA 08/2020 09/2022
Cetera Investment Advisers Llc Shaumburg IL 06/2022 Present
Cetera Advisors Llc Oklahoma City OK 09/2022 Present
  • 08/2017 → Present
    Investment Concepts And Financial Planning, Inc.
    Oklahoma City, OK
  • 05/2016 → 07/2017
    Carpet Masters, Inc
    Oklahoma City, OK
  • 08/2017 → 08/2020
    First Allied Securities, Inc.
    San Diego, CA
  • 08/2020 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 06/2022 → Present
    Shaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Oklahoma City, OK
Previous Registrations
  • 2004-10-26 → 2006-01-30
    Ffp Advisory Services Inc
    Edmond, OK
Other Businesses

1) NAME OF OTHER BUSINESS: INVESTMENT CONCEPTS & FINANCIAL PLANNING SVCS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: BEST DAY EVER VACATIONS; INVESTMENT RELATED: NO; ADDRESS: 27475 YNEZ RD TEMECULA, CA 92591; NATURE OF BUSINESS: TRAVEL AGENCY SERVICE; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: TRAVEL AGENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BOOK TRAVEL FOR OTHERS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-12
  • S66 Uniform Combined State Law Examination
    2021-02-12
Other Names
  • Hayley Lauren Hirst
  • Hayley L Hirst

View on SEC IAPD

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