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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

5586 Main Street Suite 202, Williamsville, NY 14221 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Williamsville NY 07/2004 Present
Mml Investors Services, Llc Williamsville NY 08/2004 Present
Other Businesses

NAME:THOMAS WEISS, INV REL:Y ADDR:5586 MAIN ST SUITE 202 WILLIAMSVILLE NY 14221 NATURE:LIFE , DISABILITY, PROPERTY/CASUALTY, LONG-TERM CARE, FIXED ANNUITIES, POSITION:FINANCIAL ADVISOR, START:07/01/2004 NO HR/MO:10 NO HR/MO DUR TRADING:10, DUTIES: PROVIDING GROUP INSURANCE, AND INSURANCE POLICIES NOT OFFERED BY MASSMUTUAL.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-10-11
  • S63 Uniform Securities Agent State Law Examination
    2004-10-11
Other Names
  • Thomas E Weiss

View on SEC IAPD

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