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Current Employers
Sikich Financial

3051 Hollis Drive 3Rd Floor, Springfield, IL 62704 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-02-14
IL RA APPROVED 2021-04-01
  • IN RA
    APPROVED
    Since 2022-02-14
  • IL RA
    APPROVED
    Since 2021-04-01

Branch Locations

3051 Hollis Drive 3Rd Floor, Springfield, IL 62704 • United States

8555 River Road Suite 300, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sikich Financial Springfield IL 03/2016 05/2019
Triad Advisors, Inc. Norcross GA 03/2016 05/2019
Sikich Financial Springfield IL 04/2021 02/2022
Homemaker Anchorage AK 05/2019 04/2021
Triad Advisors Norcross GA 05/2011 08/2024
Sikich Financial Indianapolis IN 02/2022 Present
Osaic Wealth, Inc. Indianapolis IN 08/2024 Present
  • 03/2016 → 05/2019
    Springfield, IL
  • 03/2016 → 05/2019
    Triad Advisors, Inc.
    Norcross, GA
  • 04/2021 → 02/2022
    Springfield, IL
  • 05/2019 → 04/2021
    Homemaker
    Anchorage, AK
  • 05/2011 → 08/2024
    Triad Advisors
    Norcross, GA
  • 02/2022 → Present
    Indianapolis, IN
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Indianapolis, IN
Previous Registrations
Other Businesses

1)Sikich Financial;investment related;3201 W White Oaks Drive,Suite 102,Springfield,IL 62704;financial advice;admin;4/2021;10 hrs/month;0 hrs during trading;blog writer 2) Advancement Center for Washington Township Schools and North Central Alumni. Finance Committee Member. Advises on operational budgets of the school. Not investment related. No check writing privileges. 1 hour per month spent on this. Started Oct. 3, 2023. 3) SIKICH FINANCIAL POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 02/14/2022 ADDRESS: 8555 N River Road, 300, Indianapolis IN 46240, United States DESCRIPTION: Financial advice, planning

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-16
  • S66 Uniform Combined State Law Examination
    2004-11-16
Designations
Other Names
  • Thao Lan Ta

View on SEC IAPD

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